Mondaq Asia Pacific: Corporate/Commercial Law > Securities
Holding Redlich
It could be another great year for overseas investment in Australia, with increasing interest from overseas businesses.
DeHeng Law Offices
目前市场上的持牌第三方基金销售机构已超过130家,但是相对于巨大的市场而言,代销牌照依然是稀缺资源。从目前的基金代销格局来看,依托&
WilmerHale
Alternatively, entities and individual investors that meet certain additional qualification requirements upon approval by the exchange may trade directly on the exchange.
DeHeng Law Offices
On April 11, 2019, China Three Gorges Corporation (CTG) issued green exchangeable bonds worth 20 billion yuan to individual investors online and to institutional investors offline in an inquiry-based allotment manner.
DeHeng Law Offices
3月2日凌晨,科创板"2+6"相关制度规则正式发布,进入落地实施阶段。证监会发布《科创板首次公开发行股票注册管理办法(试行)》、《科创板ว
DeHeng Law Offices
2019年3月1日,中国证券监督管理委员会(以下简称"中国证监会")发布了《科创板首次公开发行股票注册管理办法(试行)》(以下简称"《注册管
DeHeng Law Offices
科创板即将推出,中国股票市场的格局就要发生重大变化。趋势萌动,或成浩荡潮流。作为投资者,如何才能参与其中?如何买卖科创板股票A
DeHeng Law Offices
1月30日晚,中国证券监督管理委员会(下称"中国证监会")发布了《关于在上海证券交易所设立科创板并试点注册制的实施意见》(以下简称《实
DeHeng Law Offices
2019年1月30日公布的《上海证券交易所科创板股票上市规则》(下称"《上市规则(征求意见稿)》"),针对科创板市场的定位及该板上市公司的特
DeHeng Law Offices
笔者拟就《科创板发行与承销实施办法》的核心内容与现行的《证券发行与承销管理办法》进行对比解读,并简要总结《科创板发行与承销实
DeHeng Law Offices
2019年1月30日晚间,中国证监会发布《关于在上海证券交易所设立科创板并试点注册制的实施意见》及《科创板上市公司持续监管办法(试行)》z
DeHeng Law Offices
根据《关于在上海证券交易所设立科创板并试点注册制的实施意见》,上海证券交易所(以下简称"上交所"或"交易所")将承担科创板发行上市审
DeHeng Law Offices
经笔者统计,2013年至今,在中国证券监督管理委员会(以下简称"中国证监会")对证券业务律师事务所(以下简称"律所")的9例行政处罚决定中,
DeHeng Law Offices
以基金会为代表的慈善组织接受股权捐赠,在西方发达国家十分普遍,而在我国尚处于起步探索阶段。
IPO Pang Xingpu
FCPA enforcement against Chinese companies has long been highly charged with national security issues.
DeHeng Law Offices
2018年4月27日,中国人民银行、中国银保监、中国证监会及国家外管局联合发布《关于规范金融机构资产管理业务的指导意见》(以下简称"《资管
DeHeng Law Offices
关于A股上市公司分拆子公司境内上市目前仍受到较为严格的监管,但同时市场的关注程度一直有增无减。2018年11月5日,国家主席习近平在首届中
DeHeng Law Offices
自古商场如战场,公司控制权争夺战早已不再新鲜,万科、上海新梅、山水水泥、西藏旅游、金科股份、中科云网、新华百货……如同一部部情节&#
Ropes & Gray LLP
On October 26, 2018, the People's Republic of China (the "PRC") enacted the International Criminal Judicial Assistance Law (the "ICJAL") ...
Hogan Lovells
The Hong Kong Securities and Futures Commission has issued its largest fine ever for violations of anti-money laundering and counter-terrorist financing regulatory requirements.
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IndusLaw
The RBI, on September 1, 2018, released a user manual to clearly set out the procedure for filing a single master form, which it introduced on June 7, 2018, to integrate the existing reporting norms for foreign investment in India.
DeHeng Law Offices
目前市场上的持牌第三方基金销售机构已超过130家,但是相对于巨大的市场而言,代销牌照依然是稀缺资源。从目前的基金代销格局来看,依托&
STA Law Firm
The Indian economy has been marked by many critical structural initiatives which intend to build the strength and substantial growth over the past two decades.
Khaitan & Co
Based on the report of the Committee on Corporate Governance under the Chairmanship of Mr. Uday Kotak, SEBI notified the amendments to the SEBI LODR Regulations on 9 May 2018.
Cyril Amarchand Mangaldas
The Securities Exchange Board of India (SEBI) has recently circulated a consultation paper on Differential Voting Rights (DVRs).
Khaitan & Co
The changes to the private placement norms while they provide some respite, have largely made compliances more cumbersome for issuance of equity linked securities.
Khurana and Khurana
The Finance Bill, 2019, has projected certain amendments in the Indian Stamp Act, 1899 ("the Act") introducing uniformity in the charge of stamp duty on securities whether in physical or demat form.
AMLEGALS
Rights Issue is an issue of capital under Section 62 of Companies Act, 2013 and SEBI (ICDR) Regulations, 2009; wherein offer of specified securities by a listed issuer is made to the existing shareholders as on the record date.
Khurana and Khurana
A Company seeking listing of their securities on the Stock Exchange is required to enter into a formal listing agreement with the Stock Exchange.
DeHeng Law Offices
3月2日凌晨,科创板"2+6"相关制度规则正式发布,进入落地实施阶段。证监会发布《科创板首次公开发行股票注册管理办法(试行)》、《科创板ว
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