Mondaq USA: Corporate/Commercial Law
Cadwalader, Wickersham & Taft LLP
The SEC voted to propose a reduction in the margin requirement for an unhedged security futures position and to align the margin offset table for security futures with the reduced margin requirements.
Cadwalader, Wickersham & Taft LLP
SEC Chair Jay Clayton highlighted the benefits of settlement agreements and announced a change in the agency's approach to contemporaneous settlement offers and waiver requests.
Arnold & Porter
This article discusses the Securities and Exchange Commission settlement process, focusing on key guiding principles that counsel should have in mind when negotiating with the SEC.
Cooley LLP
At the same time, the PCAOB also issued a new resource about CAMs for investors.
Berman Fink Van Horn P.C.
When it's a binding agreement.
Cadwalader, Wickersham & Taft LLP
The SEC named Sagar Teotia as Chief Accountant, following the departure of Wesley R. Bricker. Mr. Teotia was previously serving as Acting Chief Accountant.
Cadwalader, Wickersham & Taft LLP
The North American Securities Administrators Association ("NASAA") named Christopher W. Gerold as its new President-elect.
Mayer Brown
The Securities and Exchange Commission recently released the final report from the 2018 Government-Business Forum on Small Business Capital Formation.
Mayer Brown
On June 18, 2019, the US Securities and Exchange Commission (SEC) issued a concept release1 soliciting "
Eisner Amper
With $34B of venture capital invested in Q2 2019, the first half of 2019 saw $66B of venture capital invested in approximately 4,900 deals.
DLA Piper
On June 5, 2019, the Securities and Exchange Commission adopted Regulation Best Interest (Reg BI) and Form CRS.
Cooley LLP
The Delaware Supreme Court reversed as to both holdings.
Cooley LLP
An updated report will be published on March 1, 2020.
Seyfarth Shaw LLP
Fee and Expense Allocation and Reasonableness.
Cleary Gottlieb Steen & Hamilton LLP
On July 3, SEC Chairman Jay Clayton issued a statement signaling a policy change in SEC settlements and the consideration of applications for waiver of collateral consequences flowing from those settlements, ...
Shearman & Sterling LLP
These communications would be exempt from the prohibition imposed by Section 5 of the Securities Act on making any written or oral offers prior to the filing of a registration
Cadwalader, Wickersham & Taft LLP
The SEC adopted revisions to the Electronic Data Gathering, Analysis and Retrieval System ("EDGAR") Filer Manual and the associated rule under Reg. S-T.
Withers LLP
In the biggest tax case for trusts in decades, North Carolina Department of Revenue v. Kimberley Rice Kaestner 1992 Family Trust
Shearman & Sterling LLP
Shearman & Sterling has launched a new podcast called Barrier Blasters, a series dedicated to enhancing diversity and inclusion in the communities in which we live and work
Jones Day
Antitrust authorities in the US and EU have assessed penalties and fines against Canon, and in the US, Toshiba, for structuring a transaction to avoid premerger notification filings and the waiting period requirements.
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Lewis Brisbois Bisgaard & Smith LLP
The 2018 California legislative session was another busy year with numerous employment-related bill signed into law.
Proskauer Rose LLP
On June 4, 2019, the U.S. Securities and Exchange Commission (the "SEC") filed a complaint in the Southern District of New York against Kik Interactive Inc. ("Kik") alleging violations of Section 5 of the Securities Act of 1933 (the "Securities Act").
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
Issuers of bonds governed by New York law indentures – the instrument containing the rights and obligations of the issuer, the trustee for the bondholders and the noteholders under the bonds
Mayer Brown
Business development companies (BDCs) are closed-end investment management companies that are specially regulated by the Investment Company Act of 1940, as amended (the 1940 Act).
Cooley LLP
As 2019 kicks off, the Cooley antitrust group highlights 10 recent developments and trends corporate counsel should be aware of – from the US Supreme Court and lower courts, the DoJ and FTC ...
Cooley LLP
In May 2019, comp consultant Mercer conducted a spot survey of 135 companies, looking at the prevalence and types of ESG (environmental, social and governance) metrics used in incentive compensation plans, ...
Ruchelman PLLC
On August 8, 2018, the I.R.S. issued much-awaited proposed regulations under new Code §199A, which was added by the 2017 Tax Cuts and Jobs Act. The provision was initially discussed in detail in our February 2018 edition.
Mayer Brown
This market trends article identifies disclosures related to U.S. Tariff Policies that offer more detailed discussions on the actual and potential effects for the particular registrants and concludes with...
As of this week, the World Bank and Commonwealth Bank have enabled secondary market trading recorded on the blockchain for bond-i ...
On June 4 – 5, 2019, Judge Richard J. Leon of the U.S. District Court for the District of Columbia held an extraordinary and unprecedented evidentiary hearing
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