Mondaq UK: Finance and Banking
Mayer Brown
Earlier this year, we published a number of articles examining high yield bond issuances by high yield issuers in the European real estate and energy sectors.
Shearman & Sterling LLP
On May 29, 2018, the European Commission consulted on revisions to the Delegated Regulations on the safekeeping duties of depositaries under both the Alternative Investment Fund Managers Directive ...
Shearman & Sterling LLP
On May 30, 2018, the EBA and ESMA published a joint statement on the treatment of retail holdings of debt financial instruments under the EU Bank Recovery and Resolution Directive and MiFID II.
Shearman & Sterling LLP
On May 28, 2018, ESMA published a Final Report setting out finalized Guidelines on aspects of the suitability requirements under the revised Markets in Financial Instruments Directive.
Shearman & Sterling LLP
On June 4, 2018, at the CFTC's open meeting, the CFTC voted to propose rules that would permanently maintain the swap dealer de minimis registration threshold at $8 billion.
Shearman & Sterling LLP
On May 28, 2018, the ECB published an updated Guide to Fit and Proper assessments for the suitability of members of the management body and key function holders in significant institutions.
Shearman & Sterling LLP
On June 1, 2018, the European Banking Authority and the European Central Bank wrote to the European Commission, the European Parliament and the Council of the European Union...
Shearman & Sterling LLP
On May 21, 2018, the FCA and the Insolvency Service signed a Memorandum of Understanding to establish a framework for their cooperation in matters of common interest.
Shearman & Sterling LLP
On May 22, 2018, the European Banking Authority launched two consultations on standards for estimation and identification of an economic downturn in Internal Ratings Based modelling.
Jersey Finance Limited
Digital Jersey has signed a Memorandum of Understanding with the world's largest cryptocurrency exchange, Binance.
Mishcon de Reya
On 19 March, Andrew Bailey, Chief Executive of the FCA, delivered a talk on culture in financial services. This speech was delivered against the backdrop of the FCA ...
Withers LLP
On June 4, 2018, the Commodity Futures Trading Commission (CFTC) voted 2-1 in favor of permanently increasing the threshold for swap-dealer registration at $8 billion in annual notational value.
Mishcon de Reya
The FCA has fined Canara Bank £896,100 for anti-money laundering systems failures and has imposed a restriction preventing it from accepting deposits from new customers for 147 days.
Mishcon de Reya
The FCA says that its overriding approach to Enforcement is to achieve a fair and just outcome in response to misconduct.
Mishcon de Reya
We focus instead in this piece on determining where enforcement might come from.
Shearman & Sterling LLP
On June 1, 2018, U.K. Fixed Income, Currency and Commodities Markets Standards Board published for consultation a Transparency Draft of a new Statement of Good Practice on Information and Confidentiality ...
Deloitte
In this DChat, Michael Tang discusses how the conversation around digital transformation is shifting from what should we do, to how should we execute digital transformation effectively.
Brodies LLP
We have previously reported on the direction of travel on Scottish funeral regulation. At its heart is the "Funeral Costs Plan" consisting of 10 action points.
Shearman & Sterling LLP
On May 24, 2018, the Bank of England, the Financial Conduct Authority and HM Treasury published a progress report on the Fair and Effective Markets Review, outlining the progress made ...
Shearman & Sterling LLP
On May 22, 2018, the U.K. Prudential Regulation Authority published a consultation paper, setting out the PRA's proposals on its approach to supervision under the new EU securitization ...
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Wright Hassall LLP
Since our first article about the 2019 Loan Charge, we have received a number of enquiries and common issues have appeared.
Pinsent Masons LLP
The consultation closes on 21 September 2017, and the FCA expects to publish its new rules early next year.
Travers Smith LLP
In the midst of the global financial crisis, the government took the decision that the much-maligned Financial Services Authority should be replaced with a bifurcated regulatory regime which ensured that larger...
Mishcon de Reya
Following a joint FCA and PRA investigation, James Staley the CEO of Barclays Group has been fined a total of £642,430 for failing to act with due skill ...
TMF Group
In a global environment, Chief Financial Officers are mainly concerned about maximising revenues and reducing costs. But compliance is an ever-present element that will influence your choice of growth strategy – and the outcome.
Jersey Finance Limited
Digital Jersey has signed a Memorandum of Understanding with the world's largest cryptocurrency exchange, Binance.
Jersey Finance Limited
Investor market reactions can often provide good indications of general sentiment and attitude towards a business or significant development.
Mishcon de Reya
The FCA has fined Vanquis Bank ("Vanquis"), £1.97m (including a stage 1 settlement discount of 30%) and required it to pay restitution to clients estimated at around £11.87m.
Asit Mehta & Associates
AMIL provides both personal and business loans.
Stephenson Harwood
Welcome to the latest finance litigation update,
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