Mondaq UK: Finance and Banking
Dentons
Receivables financiers, lenders taking security assignments over contractual rights, participants in the secondary loan market and others have an interest in:
Shearman & Sterling LLP
The EU proposals to amend technical aspects of the European Market Infrastructure Regulation (EMIR), known colloquially as ‘EMIR 2.1' or ‘EMIR Refit', have been politically agreed.
Hogan Lovells
The latest piece of the Prospectus Regulation puzzle has arrived.
Hogan Lovells
The new European securitization framework applies to securitization transactions entered into on or after 1 January, 2019.
Herbert Smith Freehills
The EU Financial Affairs Sub-Committee of the House of Lords held a public meeting on financial services and the World Trade Organisation (WTO) on 13 March 2019.
Hogan Lovells
We are delighted to send you our latest e-newsletter, setting out developments from 11th to 15th March 2019.
Clyde & Co
In this industry briefing, we provide an update on our brief note of June 2018 that focused on the amendments to the Foreign Exchange (Bureau de Change) Regulations 2017 (the Bureau de Change Amendment Regulations).
Dentons
In our December 2017 article What now for LIBOR in finance documents?, we considered the initial reaction of regulators, industry bodies and market participants to the prospect that LIBOR might no longer exist after 2021.
Gowling WLG
Gowling WLG's finance litigation experts look at a number of cases and issues affecting the lending industry.
Intertrust
The new economic substance laws that came into force in Guernsey and Jersey on 1 January 2019 further demonstrate the islands' compliance in relation to international regulatory issues, ...
Reed Smith (Worldwide)
Background – the European Banking Authority (EBA) issued at the end of Feb 2019 its revised Guidelines on Outsourcing arrangements (Guidelines). These are the first wholesale update since 2006
Hogan Lovells
The FCA has published its Final Report setting out its review of the Retained Provisions of the Consumer Credit Act 1974. It will now be for the Government to decide if it wants to implement ...
Herbert Smith Freehills
Following consultation in the second half of 2018, the European Banking Authority ("EBA") published its Final Report on Draft Guidelines on Outsourcing Arrangements (the "Guidelines")
Intertrust
Of those who currently use fund finance, almost three quarters (71%) believe fund finance is ‘vital' to remain competitive, according to a new study commissioned by Intertrust, a global leader in providing expert administrative services ...
Duff and Phelps
A year on from the Markets in Financial Instruments Directive II (MiFID/MiFIR) and transaction reporting is still an area of confusion for alternative investment fund managers (AIFMs).
Duff and Phelps
In this edition of Regulatory Focus, the experts in Duff & Phelps' UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by the FCA during February 2019.
Clyde & Co
Since our last edition of In-Short, geopolitics have continued to generate uncertainty in the commodities markets: important differences ...
Intertrust
On 11 March 2019, Guernsey and Jersey's financial services regulators signed a Memorandum of Understanding with the UK's Financial Conduct Authority to ensure certainty around accessing UK investor capital ...
Giambrone & Partners
The FCA issued a statement on Friday 29 March confirming that from Tuesday, 2 April 2019 all firms and brokers in the UK are "prohibited from selling, marketing or distributing binary options to retail customers".
Clyde & Co
Since 2011, investigations into dividend arbitrage transactions have been and still are ongoing in Germany and, in total, approximately 100 financial institutions are said to be subject to investigations.
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Anderson Strathern LLP
The Scottish Finance Secretary, Derek Mackay, presented his 2019-20 Scottish Budget this afternoon
Dentons
Banks, insurers and enhanced solo-regulated firms that will become subject to the Senior Managers and Certification Regime (SMCR)
Clyde & Co
Since 2011, investigations into dividend arbitrage transactions have been and still are ongoing in Germany and, in total, approximately 100 financial institutions are said to be subject to investigations.
Matheson
On 24 January 2019, the Irish funds industry representative association, Irish Funds, made a submission to the Central Bank of Ireland ("Central Bank") ...
Dentons
On February 28, 2019, our Eurozone Hub published a Client Alert highlighting that, with the EU continuing to play its own Brexit "emergency" legislative cards close to its chest, various EU-27 Member States had begun stepping up national efforts.
MJ Hudson
Understanding the building blocks to articulating a fund's investment highlights is a key discipline for fund managers that want to raise money, successfully.
Intertrust
Of those who currently use fund finance, almost three quarters (71%) believe fund finance is ‘vital' to remain competitive, according to a new study commissioned by Intertrust, a global leader in providing expert administrative services ...
Dentons
Delivering on the announcement in the Autumn Budget, HMRC issued its consultation "Protecting your taxes in insolvency" on 26 February 2019.
4 New Square Chambers
Ben Hubble QC and Miles Harris of 4 New Square look at the potential impact of reforms suggested by the Kingman Review and the Competition & Market Authority's Update Paper on the audit sector.
Duff and Phelps
In this edition of Regulatory Focus, the experts in Duff & Phelps' UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by the FCA during February 2019.
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