Mondaq UK: Finance and Banking
Field Fisher
The EU Council has just released a revised draft of a proposed Regulation to amend EMIR – link here. Although there is no specific timetable for the adoption of this proposed Regulation ...
Shearman & Sterling LLP
On October 26, 2017, the US Securities and Exchange Commission, European Commission and the UK Financial Conduct Authority released, in a coordinated manner, a series of significant orders ...
Deloitte
Two months from today, on 13 January, the revised Payment Services Directive (PSD2)1 will come into effect across the European Union (EU).
Jersey Finance Limited
Today marks 500 days until the Brexit deadline and the continued slog to broker a deal remains a point of concern for those working in and with the UK's finance sector.
Corker Binning
Solicitors and other professionals must be wary of committing a criminal offence if they fail to report information that could undermine the administration of UK, EU and UN sanctions regimes.
Brodies LLP
It has been great to attend the SFHA Finance Conference this week.
Keystone Law
BrightHouse was recently ordered to pay almost ฃ15 million in redress to customers after discussions with the Financial Conduct Authority (FCA)...
Pinsent Masons LLP
Some of the plans submitted by UK-headquartered banks wishing to continue to operate in the euro area after Brexit have been criticised as inadequate by financial regulators.
Pinsent Masons LLP
The FCA released a consultation paper (CP17/37) [03.11.17] on Industry Codes of Conduct and Discussion Paper on FCA Principle 5. The FCA are consulting because their "expectations of authorised firms"...
Deloitte
Welcome to the sixth edition of the Deloitte European CFO Survey, an important initiative of the Deloitte EMEA CFO Programme.
Clyde & Co
In July the FCA opened its MiFID II ancillary exemption notification portal.
Womble Bond Dickinson
The Bank of England (BoE) has published a summary of the responses it has received to its white paper (published in June 2017) on sterling risk-free reference rates (RFRs).
Womble Bond Dickinson
The administrative timetable published indicates that the CMA is now entering the further information gathering phase and is working towards a Provision Decision report in July 2018.
Womble Bond Dickinson
The UK government has now published its response to the Report.
Travers Smith LLP
On 26 October the FCA announced a package of rule changes which will affect IPOs scheduled for 2018.
Keystone Law
There have been many newcomers to the FCA-regulated sector over recent years with the transfer of consumer credit, joining the authorised sectors more seasoned to the vagaries of regulation.
Holman Fenwick Willan LLP
AIG announced on 19 October that it has written its first Sharia-compliant warranty and indemnity (W&I) policy out of London's M&A market.
Shearman & Sterling LLP
On 13 July 2017, the FCA published a consultation paper (CP17/21) on its proposal to amend the listing regime to include a new fourth category of premium listing available to companies...
Pinsent Masons LLP
Everyday consumers have been advised not to invest in cryptocurrency contracts for difference (CFDs) by the UK's City watchdog.
Stephenson Harwood
In Taurus Petroleum v SOMO the Supreme Court has granted a third party debt order and receivership order against an issuing bank over the proceeds of a letter of credit.
Latest Video
Most Popular Recent Articles
GuernseyFinance
Bitcoin was released in 2009 as a digital currency system via a simple posting to a niche mailing list.
Baker & McKenzie
Digital currencies pose difficult questions for regulators eager to protect the public but mindful of stifling innovation.
Proskauer Rose LLP
The Prudential Regulator Authority published a policy statement on strengthening accountability in banking and changes to senior managers regime forms.
Baker & McKenzie
There now remains a little over three months before MiFID II takes effect on 3 January 2018. Given the international reach and inter-connectedness of global financial markets, it comes as no surprise...
Carter-Ruck
A new set of regulations has been heavily criticised for putting professions in an impossible position - and at risk of a criminal penalty.
GuernseyFinance
APS was closed to new members on 31 March 1984. As at 31 March 2015 APS had 27,268 members and dependant pensioners, and net assets of ฃ7.5 bn.
Dentons
Secure Capital SA (SC) was the owner of the entire beneficial interest in a series of notes issued by Credit Suisse (the Notes).
Deloitte
We then pick a threat from leftfield that banks, start-ups, and big tech companies are ignoring – perhaps at their peril.
Jersey Finance Limited
The move came after persistent pressure by industry bodies for reassurance amidst uncertainty about what a post-Brexit trade deal for financial services might look like.
GuernseyFinance
Losses from cybercrime are only likely to increase because of far-reaching global connectivity, warns cyber risk expert James Trainor.
Article Search Using Filters
Related Topics
Mondaq Advice Centre (MACs)
Popular Authors
Popular Contributors
Up-coming Events Search
Tools
Font Size:
Translation
Channels
Mondaq on Twitter
Partners
In association with