Mondaq All Regions: Compliance
Bahamas Financial Services Board
The Honorable Carl Bethel, Attorney General, gave remarks at the Bahamas Association of Compliance Officers' (BACO) Annual MLRO Day held on October 26, 2017 at the BahaMar Convention Centre in Nassau, Bahamas.
McMillan LLP
Privacy has become a global issue in recent years. In this vein, the law informally named CASL has applied to all electronic communications sent with a commercial purpose from Canada or accessed in Canada since mid 2014.
Bennett Jones LLP
On March 29, 2017, El Salvador's legislature unanimously voted to ban all metallic mining, including for gold, in the Central American country.
Khaitan & Co
The procedures put in place to implement an organization's bribery prevention policies should be designed to mitigate identified risks as well as to prevent deliberate unethical conduct on the part of associated persons.
Baker & Partners
At a Breakfast Briefing Event this week, entitled ‘Walking The Tightrope', Baker and Partners provided guidance on current regulatory ‘Hot Topics' to Jersey's compliance industry.
Arendt & Medernach
In less than 4 months the Priips-Kid regulation will come into force.
Rahman Ravelli Solicitors
Syedur Rahman and Nicola Sharp examine the merits of compliance committees and how improving your compliance measures can help you, even while you are under investigation, in global corruption cases.
Bircham Dyson Bell LLP
When faced with a crisis organisations will often reach for the apparent solution of an inquiry to look at the problem
Pinsent Masons LLP
The consultation closes on 21 September 2017, and the FCA expects to publish its new rules early next year.
Clyde & Co
The decade since the enactment of the Legal Services Act 2007 (the "LSA") has seen significant regulatory reform in the legal sector...
Deloitte
Companies operating share plans globally need to keep up to date with the tax and legal issues around the world, so that they can remain compliant.
ICSA
On 7 September 2016, the Financial Conduct Authority and the Prudential Regulation Authority announced new whistleblowing rules for banks, building societies, credit unions and some investment and insurance firms, in response to public demand for greater banking accountability.
Clyde & Co
Following the enactment of the Policing and Crime Act 2017 (the Act) on 1 April 2017, the provisions of the Policing and Crime Bill reported in our previous article, OFSI: the new OFAC, have now entered into force.
Seyfarth Shaw LLP
The Opinion takes the groundbreaking step of setting out many of the best practices that attorneys can­—and should—strive to achieve in their passport travels.
Seyfarth Shaw LLP
Florida's recently-enacted House Bill 727 gives businesses a way to deter serial plaintiffs from suing them in Florida courts.
Seyfarth Shaw LLP
The new ISO standard brings significant change that will require considerable time and thought to implement.
Cadwalader, Wickersham & Taft LLP
FinCEN notified U.S. financial institutions that the Financial Action Task Force ("FATF") updated the list of jurisdictions with strategic deficiencies in combating anti-money laundering and countering the financing of terrorism ("AML/CFT").
Mayer Brown
Regulators have also brought several new enforcement actions during the first quarter of this year under existing pay-to-play rules and ethics laws.
TMF Group
Anteriormente, el cumplimiento era una función reservada de administración, recibiendo poca atención por parte de la Junta.
TMF Group
Our latest eBook What next for global compliance? looks at the importance of improving compliance performance, based on the many years of experience of TMF Group's world-class compliance professionals.
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