Mondaq All Regions: Finance and Banking
DibbsBarker
AFCA will replace FOS, CIO and SCT, the three dispute resolution services currently in the banking and finance sector.
Cooper Grace Ward
When negotiating any contract, you must carefully consider the wording of any terms relating to a bank guarantee.
David e Aniceto Advogados Associados
According to Circular No. 3795 edited by Central Bank of Brazil, the Annual Foreign Capital Census related to base date of December 31, 2016, shall be presented up to August 15, 2017 at 6pm...
Fasken Martineau
In short, marijuana, the United States and listing on the TSX/TSXV do not mix.
Blake, Cassels & Graydon LLP
On October 12, 2017, the Canadian Securities Administrators (CSA) proposed for comment amendments (Amendments) to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives, ...
Norton Rose Fulbright Canada LLP
In particular, with the Canadian REIT index down approximately 7% since August 2016, activists may ramp up efforts to target REITs for activist campaigns.
Stikeman Elliott LLP
The Internal Revenue Service recently reminded foreign financial institutions that they have until October 24, 2017 to renew their FFI agreement, if required.
Stikeman Elliott LLP
Proposed amendments to NI 94-101 will clarify the instrument's scope to exclude certain investment funds and trusts and entities with a trading volume of less than CAD $1 Billion and ...
Maples and Calder
Maples and Calder advised Ocean Rig UDW and three of its subsidiaries in relation to the complex, cutting edge and successful restructuring of US$3.7 billion of financial indebtedness.
Walkers
Whilst fundraising activity is strong for Cayman funds with strategies focussed on sectors as varied as buyouts, distressed debt and real estate, this note looks in particular at funds seeking to offer investors exposure to CLOs.
P+P Pollath + Partners
The European Parliament and now also the Council have approved a revision of the EuVECA Regulation. The revised EuVECA Regulation contains some important changes for managers of EuVECA funds.
Labuan IBFC Inc
Labuan International Business and Financial Centre (Labuan IBFC) is at the forefront of international cross-jurisdictional wealth planning, offering high-net-worth individuals a plethora of wealth...
Pinsent Masons LLP
Linda Woodall, Director of Life Insurance and Financial Advice, delivered a speech on the launch of the FCA's Ageing Population Occasional Paper [16.10.17]. She provided an overview of the Occasional Paper and the FCA's findings.
Pinsent Masons LLP
New asset management firms seeking entry to the market will be able to benefit from additional resources and assistance before, during and after the authorisation process, the FCA has announced.
Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency ("OCC") named Bob Phelps as Deputy Comptroller for Supervision Risk Management, effective as of October 30, 2017.
Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency ("OCC") rescinded previously issued guidance concerning deposit advance products.
Shearman & Sterling LLP
On October 6, 2017, the US Department of the Treasury released a 220-page report on reforming the US regulatory system for the capital markets (Capital Markets Report).[
Morrison & Foerster LLP
When the amendments to Rule 4210 are implemented, they will require the collateralization of many forward transactions involving mortgage-backed securities ("MBS").
Akin Gump Strauss Hauer & Feld LLP
On October 11, 2017, the Securities and Exchange Commission (SEC) published for comment a proposal by NASDAQ Stock Market LLC to modify its initial and continued listing requirements...
Cadwalader, Wickersham & Taft LLP
CFTC Chair Christopher Giancarlo stated that he will extend the current swap dealer de minimis threshold (CFTC Rule 1.3(ggg)(4)) through at least the end of 2019.
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Kemp Strang Lawyers
The decision provided guidance about the importance of bankers' duties to guarantors under the Code of Banking Practice.
McCullough Robertson
The CSF regime allows eligible companies to make share offers through a platform which is operated by an AFS licensee.
McCullough Robertson
ASIC released a regulatory guide on equity crowd-sourced funding to assist companies raising funds via the new regime.
Corrs Chambers Westgarth
Denying execution or refusing to give evidence will not suffice to defend claims that a party has signed a guarantee.
Kemp Strang Lawyers
This case should provide comfort to parents or other parties who consider assisting individuals to purchase a property.
Clayton Utz
In this draft bill, a CCIV is a corporate entity that would receive the same tax outcomes as a managed investment trust.
DibbsBarker
Companies deciding whether to list should take note of the report's findings and expect further guidance in the future.
Dentons
A new law commencing on 1 November 2018 prohibits arrangements where introducers are provided with a delivery rate to which introducers can add a margin to determine the borrower rate...
Corrs Chambers Westgarth
Notwithstanding the arrangement for deferral of payment, the creditor suffered a loss in the amount of unpaid invoices.
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