Mondaq All Regions: Finance and Banking
Higgs & Johnson
The Automatic Exchange of Financial Account Information Act, 2016 ("Act") came into force in The Bahamas on 1st January, 2017.
Deloitte
As regulations multiply, the advanced accounting capabilities that enable strong, effective reporting are more critical than ever, but today's lean finance functions are contending with shortages...
Pinsent Masons LLP
The European Banking Authority (EBA) will be told to rethink proposed regulatory technical standards that, if introduced, would prohibit the use of 'screen scraping' in the payment services market.
ICSA
An environment of political upheaval and innovative technology is creating challenges for financial services firms
Jones Day
On 21 March 2017, the European Commission published a consultation paper on the operations of the European Supervisory Authorities ("ESAs").
Matheson
The Central Bank of Ireland ("Central Bank") published a discussion paper (the "Discussion Paper") on exchange traded funds ("ETFs") yesterday, which considers a wide range of topics...
Mourant Ozannes
This briefing is a general introduction to the range of Jersey investment funds available.
Mourant Ozannes
Mourant Ozannes' leading investment funds team has established the first five new Jersey Private Funds since the new regime came into effect last month.
Walkers
This is a summary of the main requirements for the admission of equity and debt securities of investment funds to a primary listing on The International Stock Exchange Authority Limited (the "TISEA").
Walkers
This memorandum has been prepared to inform the directors of their obligations on the listing of closed-ended and open-ended funds and other investment vehicles listed pursuant to Chapter 7...
Finance Malta
VacancyCentre is one of the platinum sponsors of the FinanceMalta 10th annual conference taking place on May 17 and 18 at the Hilton Conference Centre.
Dentons
In CCM Industrial Pte Ltd (in liquidation) v Chan Pui Yee [2016] SGHC 231 (CCM Industrial), the liquidators of CCM Industrial Pte Ltd (the Company) brought a claim for the recovery of certain payments...
Akin Gump Strauss Hauer & Feld LLP
SFTR requires most EU based fund managers to make new detailed disclosures to investors about their use of certain financing structures.
Jones Day
In its quarterly consultation paper (CP17/6) published on 3 March 2017, the FCA proposed specific amendments to the Prospectus Rules in anticipation of the entry into force of the new Prospectus Regulation.
Morrison & Foerster LLP
A retrospective review involves FINRA looking back at a significant rule after a period of time to determine whether it effectively serves its intended objective.
TMF Group
The Property Assessed Clean Energy (PACE) securitization market in the US is growing, TMF Group has already served on over US$2bn of PACE securitizations.
Cadwalader, Wickersham & Taft LLP
The CFTC Division of Clearing and Risk granted an extension of no-action relief to the Shanghai Clearing House ("SHCH") (see previous coverage of the original relief) from registration...
Cadwalader, Wickersham & Taft LLP
The National Futures Association ("NFA") expressed its willingness to review and approve swap dealers' ("SDs") internal models for calculating market and credit risk exposures in order to determine...
Cadwalader, Wickersham & Taft LLP
SIFMA, ISDA and the FIA raised issues with a CFTC proposal to establish capital and liquidity requirements for swap dealers and major swap participants.
Orrick
On May 10, 2017, DBRS published its general corporate rating methodology.
Latest Video
Most Popular Recent Articles
The Ross Firm
Entering the housing market for the first time can be a bewildering experience, especially where financing is concerned.
The Brattle Group, Inc.
Major infrastructure investments—especially pro- jects and programs of regional and national signifi- cance—can generate major "spillover" benefits to the general public...
Arnold & Porter Kaye Scholer LLP
While closed-end real estate private equity funds (Real Estate Funds) are generally structured similarly to traditional private equity funds, there are several key differences.
Pinsent Masons LLP
ANALYSIS: At least three companies have announced their intentions to float on the UK markets since 18 April, the date that prime minister Theresa May announced an early UK general election.
DMS Governance Ltd
The Hedge Fund Law Report recently interviewed Woolverton in connection with his move to DMS, during which he discussed the role of robust fund governance in the context of private funds.
IndusLaw
Deposits have been defined under the Companies Act, 2013 ("2013 Act") to include any receipt of money by way of deposit or loan or in any other form by a company.
Burnet, Duckworth & Palmer LLP
Two announcements have recently rocked the Canadian oil sands industry.
Blake, Cassels & Graydon LLP
On May 10, 2017, the Quebec Court of Appeal ruled that the proposed cooperative capital markets regulatory system is in significant respects unconstitutional, although it ruled that the federal government's...
Vedder, Price P.C.
On April 25, 2017, the U.S. District Court for the Northern District of Illinois issued an order denying the plaintiffs' motion to compel Calamos Investment Trust, a Massachusetts business trust,...
Khaitan & Co
These provisions prescribe that the approval of RBI is mandatory for cross border mergers. For details, please refer to our previous newsflash dated 18 April 2017.
Article Search Using Filters
Related Topics
Mondaq Advice Centre (MACs)
Popular Authors
Popular Contributors
Up-coming Events Search
Tools
Font Size:
Translation
Channels
Mondaq on Twitter