Mondaq All Regions: Finance and Banking
Clyde & Co
Coming into effect on 1 November 2018, the Australian Financial Complaints Authority (AFCA) will be a 'one-stop-shop' external dispute resolution
Elias Neocleous & Co LLC
The new amending law took effect on publication in the Official Gazette on 13 July 2018.
Amereller Legal Consultants
The operation of the ECR marks another step towards modernizing the secured debt infrastructure.
Cayman Islands Government
Minister of Financial Services the Hon. Tara Rivers will meet EU officials in Brussels during the week of 17 September, to continue Government's discussions regarding the EU's list of non-cooperative tax jurisdictions.
Brodies LLP
The majority of the provisions of the EU Securitisation Regulation (Regulation (EU) 2017/2402), and the proposed amendments to the Capital Requirements Regulation (via Regulation (EU) 2017/2401), ...
S.S. Rana & Co. Advocates
India has witnessed evolution in the banking industry since its inception when the Reserve Bank of India was established in 1935.
Maples and Calder
The Central Bank of Ireland (the "Central Bank") published its Feedback Statement on DP6 – Exchange Traded Funds on 14 September 2018 following consideration of feedback received from the exchange...
Matheson
The Central Bank of Ireland has announced that investment funds can establish both listed and unlisted shares classes within a single fund structure, subject to disclosure requirements, and that it will permit ...
Dillon Eustace
On 14 September 2018, the Central Bank of Ireland (the "Central Bank") issued its eagerly anticipated ‘Feedback Statement' on Discussion Paper 6 - Exchange Traded Funds.
TMF Group
Luxembourg is the go-to destination in EMEA in the investment funds space, and when it comes to setting up a fund, there are some key factors to consider.
ENSafrica
The legal framework in Mauritius is constantly evolving to keep pace with the rapidly changing economic environment.
Wrigleys Solicitors
In case some of you may have missed it, there has been a long awaited reduction in #COP fees from last Wednesday 25 July 2018.
Stephenson Harwood
To get the most from your investments, and to make sure you are protected when things go wrong, you should get your key investment documentation ...
Stephenson Harwood
On 24 July 2018 the Law Commission made 53 recommendations for reform of the Land Registration Act 2002 ("LRA 2002") in a long-awaited report which runs to 587 pages1.
Cadwalader, Wickersham & Taft LLP
The Depository Trust & Clearing Corporation ("DTCC") identified continuing post-crisis risks and emerging threats and offered recommendations to improve the financial stability of the global financial industry.
Cadwalader, Wickersham & Taft LLP
FINRA reminded firms of trade reporting requirements when effecting OTC trades in equity securities on a "net basis."
Mayer Brown
Elder financial exploitation has been recognized by many state and national agencies as a concern as the population ages and elders shoulder more responsibility for managing their retirement assets under defined contribution plans.
Cadwalader, Wickersham & Taft LLP
The FDIC requested comments on a proposed rule that would allow certain insured depository institutions to be exempt from the requirement to treat reciprocal deposits as brokerage deposits.
Cadwalader, Wickersham & Taft LLP
FINRA will update the Regulatory Extension ("REX") system to amend the process for soliciting extensions of time required under certain parts of Exchange Act Rule 15c3-3 ("Customer Protection Rule")...
Cadwalader, Wickersham & Taft LLP
A broker-dealer agreed to pay $2.75 million to settle SEC charges for failing to submit accurate and complete securities trading information on electronic blue sheets ("EBS").
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Blaney McMurtry LLP
In Atos IT Solutions v Sapient Canada Inc., the Court confirmed that the "minimum performance principle" places a common law limit on expectation damages for breach of contract.
Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Worrells Solvency & Forensic Accountants
Section 588FDA of the Corporations Act provided that it was voidable as an unreasonable director-related transaction.
ClarkeKann Lawyers
PBAs are trust accounts, intended to protect down the line subcontractors from the insolvency of up the line contractors.
Norton Rose Fulbright Australia
Businesses should regularly review their insurance policies and consider the scope of cover and existing policy limits.
Surry Partners
Parents should document any funding arrangement of a family property purchase, to avoid the risk of a costly dispute.
Krishnomics Legal
The Negotiable Instruments Act, 1881 ("the Act") was enacted to characterize and define the law relating to authoritative records like Promissory Notes, Bills of Exchange and Cheques.
Worrells Solvency & Forensic Accountants
Using credit repair and debt management firms may mean consumers pay high fees and not get the solution they're seeking.
HHG Legal Group
Circumstances surrounding the entry into pre-nuptial agreements are considered when assessing their validity.
Cooper Grace Ward
Vendors to land sale contracts in Queensland should be aware of conditions that could result in an instalment contract.
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