Mondaq All Regions - Germany: Finance and Banking
Dentons
Days ahead of the closing of the EU's legislature period, ahead of the European Parliamentary elections, the EU's "Whistleblowing Directive" was adopted on April 16, 2019.
Mayer Brown
Although the term 'legal true sale' is used in German market practice by the parties to financial transactions, it cannot be defined by reference to a specific provision of German law.
Dentons
We hope you're having a good start to what is already looking like a busy 2019. With the clock ticking down, Westminster has voted to send Theresa May back to Brussels to ask ...
Dentons
The European Banking Authority (EBA) and more recently its sister European Supervisory Authorities (ESAs)
Dentons
On January 7, 2019 the Council or "Consilium" of the European Union, which is part of the EU bicameral legislature and represents the executive governments of the EU's Member States ...
Dentons
IOSCO guidance addressed conflicts of interest and conduct risks in equity capital raising
Dentons
On July 11, 2017, the Frankfurt based European Insurance and Occupational Pensions Authority (EIOPA) released an "Opinion on supervisory convergence in light of the United Kingdom withdrawing from the EU" ...
Dentons
The European Central Bank (ECB)'s publication on May 2, 2018 of its framework for "Threat Intelligence-Based Ethical Red-Teaming" (TIBER-EU Framework)
Dentons
The EBA's SPoRs share a number of common supervisory aims set out in similar Opinions issued by the EBA's sister European Supervisory Authorities (the ESAs) ...
Dentons
The European Central Bank (ECB), acting in its role as the lead in the Single Supervisory Mechanism's (SSM) pillar of the Eurozone's Banking Union has been increasingly clear ...
Dentons
On May 31, 2017, the European Securities and Markets Authority (ESMA), which is an EU-wide European Supervisory Authority (ESA), released a legal instrument ...
Dentons
On March 14, 2019, the European Banking Authority (EBA) published1 its Annual Report on the Convergence of Supervisory Practices in the EU (the Convergence Report).
Dentons
QuickTake: What next for Minimum Requirement for Own Funds and Eligible Liabilities (MREL)?
Dentons
The German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) published further part of fifth edition of its Issuer Guide (Emittentenleitfaden)
Dentons
Getting cyber-resilience right matters. In July 2018, we published our analysis1 on the European Central Bank's (ECB) first foray into setting its expectations on cyber-resilience.
Dentons
The German Ministry of Finance published a Draft bill (Referententwurf) on the further implementation of the EU Prospectus Ordinance and on the amendment of financial market laws.
P+P Pollath + Partners
The Federal Ministry for Economic Affairs and Energy has now published the long-awaited draft law revising the German Placement Agent Regulation ("FinVermV").
Dentons
This Client Alert follows our previous coverage on the draft version of the OSIIM Guide.
Dentons
On August 24, 2018, ESMA announced, in its first use of this power, an extension of the existing ban from October 2, 2018 for binary options for those products it has not exempted from the further extension.
Dentons
The BaFin warns against entering into transactions, particularly involving CFDs (Contracts for Difference),
Most Popular Recent Articles
Mayer Brown
Although the term 'legal true sale' is used in German market practice by the parties to financial transactions, it cannot be defined by reference to a specific provision of German law.
Dentons
On May 16, 2018, the Economic and Monetary Committee of the European Parliament backed a proposal (the Proposal) of the European Commission (the Commission), as the executive of the EU,
Dentons
On January 7, 2019 the Council or "Consilium" of the European Union, which is part of the EU bicameral legislature and represents the executive governments of the EU's Member States ...
Dentons
QuickTake: What next for Minimum Requirement for Own Funds and Eligible Liabilities (MREL)?
Dentons
Getting cyber-resilience right matters. In July 2018, we published our analysis1 on the European Central Bank's (ECB) first foray into setting its expectations on cyber-resilience.
Intertrust
A new tax law came into effect on 1 January 2018 affecting German domestic and foreign funds holding German investments or being promoted by German asset managers.
Mayer Brown
The new German Capital Investment Act (Kapitalanlagegesetzbuch, "KAGB") enters into force on July 22, 2013.
Dentons
QuickTake – A further step to empower individuals to act against corporate wrongdoings? Or more window dressing?
Dentons
This Client Alert follows our previous coverage on the draft version of the OSIIM Guide.
Dentons
The German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) published further part of fifth edition of its Issuer Guide (Emittentenleitfaden)
Dentons
ESMA adopts final product intervention measures to restrict the provision of CFDs and prohibit the provision of binary options to retail investors
Dentons
German financial services supervisor clarifies supervisory requirements on IT systems, processes and governance in financial institutions
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