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By Michael Emanuel, Richard Madris, André Nance, Eric Requenez
On April 12, 2018, the Office of Compliance Inspections and Examinations (OCIE) of the Securities and Exchange Commission (SEC) issued a Risk Alert highlighting the most frequent advisory fee...
By Stephen Newman
Stephen Newman, a partner in Stroock's Financial Services, Litigation, Regulation and Enforcement Group, was a featured guest on an AirTalk radio program that discussed...
By Ira Raphaelson
The global economy has created an increasingly challenging phenomenon of cross-border enforcement. By way of recent example, how does Brazil fine U.S.-based Facebook $33 million ...
By Ian DiBernardo, Jeffrey Mann
Last week, the Securities Industry and Financial Markets Association ("SIFMA"), a trade group for the United States securities industry, issued a set of Data Aggregation Principles ("the Principles").
By Howard Lavin, Elizabeth DiMichele, Beth Norton
On April 12, 2018, Governor Andrew Cuomo signed the New York State 2019 Budget Bill (the "Budget"), which contains, among other things, provisions ...
By Joel Cohen
Prosecutors and agents should want everyone's story/account about a criminal episode before bringing charges.
By Micah Bloomfield, Brian J. Senie
Cryptocurrencies – the original, and most famous of which is Bitcoin – give rise to a number of tax issues, three of which we discuss in this Stroock Special Bulletin:
By James Bernard, Brian C. Frontino, John R. (Jake) Loftus, Stephen Newman, Arjun Rao, Julia B. Strickland, Quyen Truong
In California, class action lawyers wield two powerful tools: the Unfair Competition Law (UCL) and the Consumers Legal Remedies Act (CLRA).
By Dale Degenshein
When a shareholder dies, most proprietary leases contain a provision allowing an assignment of the shares and lease to a financially responsible member of the deceased's family.
By Kevin Matz
There were several changes to the income tax—including the reduction in the top corporate tax rate to 21 percent, the reduction in individual income tax rates, including a new top marginal ...
By Steven Rabitz
On March 15, 2018, the United States Court of Appeals for the 5th Circuit vacated in its entirety the Department of Labor's revised investment advice fiduciary rule (the "Fiduciary Rule") ...
By Julia B. Strickland, Quyen Truong, Stephen Newman, Arjun Rao, Brian C. Frontino
Nearly seventeen months after oral argument in October 2016, the United States Court of Appeals for the District of Columbia issued its unanimous opinion today on the consolidated appeals of the FC...
By Julia B. Strickland, Quyen Truong, David W. Moon
On March 2, 2018, a three-judge panel of the Ninth Circuit Court of Appeals reversed the dismissal of a putative class action in Lusnak v. Bank of America, ruling that the National Bank Act...
By Howard Lavin, Elizabeth DiMichele, Beth Norton
Last week, in Zarda v. Altitude Express, Inc., the United States Court of Appeals for the Second Circuit broke with its own precedent, holding that "sexual orientation discrimination constitutes...
By Dale Degenshein
Homeowners are supposed to comply with the governing documents for their community.
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