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Duff and Phelps
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55 East 52nd Street
New York
NY 10055
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By Ian Manson, Jane Stoakes
ESMA report on accepted market practices and other publications.
By Heather Phoenix
Take the example of Grant West, recently jailed after exploiting customers of the website Just Eat, among others.
By Brooks Dexter, Eric Coburn, Philip Smith, Adam Stormoen, Jordan Lampos
The S&P Healthcare Services index increased by 11.4% over the last month, as compared to S&P 500, which increased 8.8% over the same period.
By Peter Wilson
Each Commodity Pool Operator (CPO) Member must develop a framework and implement an internal controls system that deters errors and fraudulent activity by employees, management, and third parties in order to safeguard customer funds.
By Alexandre Pierantoni, Nicolas Ballian, Robert A. Bartell, Michael Dolan, Christopher Janssen
Emerging markets will likely be the primary driver of global growth in the coming years, and Brazil is positioned positively given an expected radical shift in its economic and political fundamentals and, consequently, a more market-friendly approach.
By Paul Chaben
Like with many new technologies, autonomous vehicles ("AV") will provide solutions for a variety of societal needs, business efficiencies and other aspects of life.
By Ian Manson, Andrew Lowin
On February 1, 2019 the Financial Conduct Authority (FCA) announced that it has agreed Memoranda of Understanding with the European Securities and Markets Authority and EU and EEA National Competent Authorities .
By Peter Wilson
Suitability remains one of FINRA's top priorities.
By Jill Weise, Ted Keen, Douglas Fone
The proposed regulations also provide partial relief by providing exempt income and exempt asset treatment with respect to GILTI income.
By John Niehaus, James Rebello
As the staffing industry continues to benefit from a positive operating environment across most industry sectors, owners are capitalizing on their strong financial performance by realizing value through either a sale or recapitalization transaction.
By Mark Turner, Jane Stoakes
The FCA has issued a consultation paper (CP19/4) entitled "Optimising the Senior Managers & Certification Regime and feedback to DP16/4 – Overall responsibility and the legal function".
By Robert Peters, Scott Regan
Univar seeks declaratory judgment and injunction relief.
By Chris Lombardy, Peter Wilson
Duff & Phelps recommends funding IARD/CRD accounts a few days prior to the deadline.
By Mark Turner
The UK should reconsider its reluctance to adopt something similar.
By Robert A. Bartell, Stephen Burt, Joshua Benn, Joshua Osher
One of the most significant risk to economic growth remains Brexit negotiations between the UK and European Union.
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