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Mayer Brown
 
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Tel: +1 312 7820600
Fax: +1 312 7017711
71 S. Wacker Dr.
Chicago
IL 60606
United States
By Trevor Starer
Counsel Brian Hirshberg discusses the availability of shelf offerings, capital markets opportunities
By Bradley Berman, David Goett, Marla Matusic, Anna T. Pinedo, Remmelt Reigersman, Mingli Wu
Offering documents for structured certificates of deposit make clear that the dealers selling the CDs will not make a market in the CDs.
By Bradley Berman, David Goett, Marla Matusic, Anna T. Pinedo, Remmelt Reigersman, Mingli Wu
Discussions on regulatory requirements generally focus on substance. Less often highlighted is how the nuts and bolts of compliance and daily operations are actually carried out—often by third-party service providers.
By Anna T. Pinedo
Neal Newman assesses the success of Regulation A in a paper titled, "Regulation A+: New and Improved after the JOBS Act or a Failed Revival?"
By Bradley Berman, David Goett, Marla Matusic, Anna T. Pinedo, Remmelt Reigersman, Mingli Wu
In the meantime, practitioners may be left wondering and hoping for the best but planning for the worst.
By Bradley Berman, David Goett, Marla Matusic, Anna T. Pinedo, Remmelt Reigersman, Mingli Wu
Many of the issues related to these nontraditional custom indices are familiar to those who are aware of the regulatory attention paid to complex products over the years.
By Bradley Berman, David Goett, Marla Matusic, Anna T. Pinedo, Remmelt Reigersman, Mingli Wu
Material conflicts of interest arising from financial incentives are treated differently under the Regulation, as those conflicts must be mitigated or eliminated, whereas other material conflicts of interest may be resolved with disclosure only.
By Trevor Starer
This note is not intended to set forth an exhaustive list of comments that the Staff can issue relating to a REIT's use of non-GAAP financial measures.
By Anna T. Pinedo
In connection with offerings of securities, the underwriters or placement agents negotiate a lock-up agreement with the issuer and its directors, officers, and control persons.
By Anna T. Pinedo
A registered direct offering is a type of hybrid securities offering, meaning that the offering methodology has certain characteristics associated with a public offering and certain characteristics...
By Anna T. Pinedo
The Securities and Exchange Commission recently published guidance providing some useful clarifications related to the Commission's recent changes to the definition of "smaller reporting company".
By Anna T. Pinedo
At a time when the Securities and Exchange Commission has solicited comment on the proposed Regulation Best Interest, which would introduce a new and heightened standard of conduct for broker-dealers ...
By Daniel Masur
Big data is top of mind at virtually every company and is often described as one of a business's most valuable assets. In spite of this, many companies are paying far too little attention...
By Elizabeth Espín Stern, Paul W. Virtue, Grace Shie, Paul Justas Sarauskas, Lisa J. Pino
Mayer Brown's Global Directions is a summary of recent immigration and mobility trends arising in key jurisdictions around the globe.
By David Burton, Mark Leeds, Matthew McDonald, Joseph A. Castelluccio, Mae Rogers
This Legal Update provides an overview of the "Qualified Opportunity Zone" rules.
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