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By Nihal Patel
ISDA analyzed the use of uncleared margin for derivatives as an incentive to clear. In a new white paper that draws on internal research
By Cadwalader, Wickersham & Taft LLP
The SEC issued an opinion and order regarding several administrative proceedings that at least temporarily rejected increases in market data fees.
By Steven Lofchie
CFTC Chair J. Christopher Giancarlo warned European Union regulators that the agency does not approve of and will oppose any proposed cross-border legislation that is conflicting or overly burdensome.
By Cadwalader, Wickersham & Taft LLP
In a motion filed with the SEC, NYSE and Nasdaq requested the recusal of SEC Division of Trading and Markets Director Brett Redfearn from the SEC's review of a dispute regarding market data fee increases.
By Steven Lofchie
The Managed Funds Association ("MFA") made recommendations on how to simplify Form PF reporting by dually registered investment advisers and commodity pool operators ("dually registered firms").
By Cadwalader, Wickersham & Taft LLP
The U.S. Senate Committee on Banking, Housing and Community Affairs held a hearing on the state of cryptocurrency and blockchain.
By Cadwalader, Wickersham & Taft LLP
The SEC reopened the comment period, and requested additional comments, on proposed new rules and amendments to (i) establish capital, margin and segregation requirements for SBSDs and major security-based swap...
By Cadwalader, Wickersham & Taft LLP
Cadwalader attorneys reviewed the SEC's security-based swap rules under Dodd-Frank Title VII in light of the agency taking action to reopen the comment period on capital, margin and segregation requirements.
By Cadwalader, Wickersham & Taft LLP
FINRA summarized recent disciplinary actions against firms and individuals for violations of FINRA rules, MSRB rules, and federal securities laws and rules.
By Cadwalader, Wickersham & Taft LLP
The MSRB proposed to amend Form G-45 to clarify data elements and to require additional data from underwriters of college savings plans ...
By Cadwalader, Wickersham & Taft LLP
The North American Securities Administrators Association ("NASAA") warned investors of scams and risks concerning marijuana-related investments.
By Cadwalader, Wickersham & Taft LLP
Federal Reserve Board ("FRB") Governor Lael Brainard outlined a number of ways to improve the effectiveness of the Community Reinvestment Act ("CRA") ...
By Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency, the Federal Reserve Board and the FDIC updated answers to FAQs ...
By Cadwalader, Wickersham & Taft LLP
The SEC urged public companies to implement internal accounting controls capable of preventing cyber-related fraud.
By Conor Almquist
SEC Commissioner Kara M. Stein warned of a fast-approaching retirement crisis and suggested ways in which the agency ...
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