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Dillon Eustace
 
By Andrew Bates, Keith Waine
Funds Quarterly Legal And Regulatory Update (Q3) July - September 2019
By Muireann Reedy
The Central Bank of Ireland (the "CBI") has recently published a Prohibition Notice prohibiting an individual from performing any controlled function in any regulated financial service provider for a period of two years.
By Keith Waine
On 25 September 2019, the Central Bank of Ireland (the "Central Bank") published an Addendum to the Consumer Protection Code 2012 (the "CPC") which introduces new requirements relating to the payment of commission to financial intermediaries.
By Keith Robinson
Also of note is that the 2019 Regulations allow for copies of verification documents to be used in order to comply with verification requirements rather than originals.
By Brian Dillon, Brian Kelliher
Additional enhancements to the FPI registration process include reducing the categories of FPI from three to two.
By Cillian Bredin
As outlined in a recent briefing, key measures have been taken by the EU, the Central Bank of Ireland and the FCA in the UK to provide as much stability as possible in the event of a hard Brexit on 31 October next.
By Keith Robinson
The primary propose of the Local Government Rates and Other Matters Act, 2019.
By Tara O'Callaghan
This briefing is relevant for all asset managers and AIFMs who intend to market UCITS/AIFs into the UK post Brexit which is currently expected to occur on 31st October 2019.
By Brian Dillon
As widely anticipated on 10 September 2019, mainland China's foreign exchange regulator, the State Administration of Foreign Exchange, confirmed that existing restrictions on both QFII and RQFII schemes have been abolished.
By Emmet Quish
Earlier this week, the Central Bank of Ireland (the "CBI") published its Consultation Paper 130 on the regulatory framework that it proposes to establish regarding rules
By Keith Waine, Muireann Reedy, Karen Jennings
Funds, management companies and investment firms should prepare for the possibility of an anti-money laundering and counter financing of terrorism
By Rachel Turner
A recent decision of the High Court provides some insight as to the extent to which an insurer may be liable to pay costs when it instructs its solicitors to come off record for an insured
By Keith Waine
For further information on any of the issues discussed in this article please contact the related contact(s) on this page.
By Cillian Bredin
Following on from a consultation process earlier this year, ESMA has published its final report on guidelines on liquidity stress testing in UCITS and AIFs
By Brian Kelliher, Sean Murray
The International Comparative Legal Guide to: Alternative Investment Funds Laws and Regulations, is a practical guide covering common issues
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