Canada:
CRM Phase II Begins To Take Effect On July 15, 2014
15 July 2014
Borden Ladner Gervais LLP
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A reminder that the first stage of CRM2 takes effect July 15,
2014. This requires pre-trade disclosure of all charges (or a
reasonable estimate, if unknown) the client will be required to
pay. This does not apply to managed accounts.
The IIROC Notice 14-0133 setting out all CRM 2 amendments to its
rules can be found here.
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