Canada:
MFDA Establishes Whistleblower Program
04 April 2014
Stikeman Elliott LLP
To print this article, all you need is to be registered or login on Mondaq.com.
Earlier this year, the Mutual Fund Dealers Association of
Canada (MFDA) announced the establishment of a
whistleblower program to receive
information from those with knowledge or evidence of potential
wrongdoing by MFDA members or approved persons. According to the
MFDA, the program will help it identify and respond to misconduct
and reduce harm to the public.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
POPULAR ARTICLES ON: Corporate/Commercial Law from Canada
Time Really Is "Of The Essence"
Taylor McCaffrey
We've all seen these provisions in agreements, but there appears to be some confusion as to the real impact of these words and why they are needed in the first place.
CRA Clarifies Penalty Relief For Bare Trusts
WeirFoulds LLP
Bare trusts, unless specifically exempted, are required to file a 2023 T3 Return on or before April 2, 2024 with a completed T3 Schedule 15 to report beneficial ownership information.
The Importance Of IP In M&A Transactions
MLT Aikins LLP
After slumping last year due largely to rising interest rates, mergers and acquisitions (M&A) in the technology sector are expected to recover in 2024.
