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Cadwalader, Wickersham & Taft LLP
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By Cadwalader, Wickersham & Taft LLP
In its first ever no-action letter, the Consumer Financial Protection Bureau ("CFPB") granted relief to an online lending platform from certain supervisory and enforcement actions with respect to...
By Steven Lofchie
CME Group announced that it will stop clearing credit defaults swaps by mid-2018.
By Cadwalader, Wickersham & Taft LLP
At a U.S. Senate Finance Committee (the "Committee") hearing, Committee leaders and industry experts debated recommendations for individual tax reform.
By Steven Lofchie
An investment services subsidiary of a bank agreed to settle SEC charges as to allegations that the firm improperly collected fees from clients.
By Cadwalader, Wickersham & Taft LLP
The MSRB published a concept proposal to request feedback from market participants on the primary offering practices of broker-dealers and municipal securities dealers.
By Cadwalader, Wickersham & Taft LLP
By a vote of 81-16, the United States Senate confirmed Kevin Allen Hassett as Chair of the Council of Economic Advisers.
By Robert Zwirb
CFTC Chair J. Christopher Giancarlo reiterated his prior remarks on global swaps regulation (see previous coverage of his speech in Switzerland and op-ed in French newspaper Les Échos).
By Steven Lofchie
The SEC Advisory Committee on Small and Emerging Companies (the "Committee") met to review the Final Report of the Committee.
By Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, and the FDIC proposed amendments to their CRA regulations in response to recent changes...
By Cadwalader, Wickersham & Taft LLP
The North American Securities Administrators Association ("NASAA") encouraged investors to carefully evaluate the circumstances before choosing to invest in binary options.
By Nihal Patel
The SEC Office of Investor Education and Advocacy ("OIEA") issued an updated Investor Bulletin on trading in cash accounts and how certain activities can lead to a 90-day account freeze.
By Jodi Avergun
A FINRA hearing panel fined and censured a New York State-based broker-dealer for supervisory failures and misrepresentations to issuers in connection with redemptions of debt securities...
By Joseph Moreno
The U.S. Senate Committee on Banking (the "Committee") considered testimony from industry experts on the challenges, benefits and potential future development of FinTech.
By Mark Howe
In a letter dated July 28, 2017, Treasury Secretary Steven T. Mnuchin informed Congress that the debt ceiling must be raised by the end of September.
By Steven Lofchie
Mr. Giancarlo highlighted the importance of the collective G-20 commitment, made at the Pittsburgh summit...
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