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By Adam Blakemore, Catherine Richardson
The Chancellor of the Exchequer delivered the UK Budget for 2017 on 22 November 2017.
By Cadwalader, Wickersham & Taft LLP
By a vote of 227 to 205, the House of Representatives passed the "Tax Cuts and Jobs Act." Previously, Cadwalader attorneys reviewed business provisions...
By Cadwalader, Wickersham & Taft LLP
As a part of its FINRA360 review initiative, FINRA is enhancing the organization of its advisory committees in order to "increase transparency" and "improve effectiveness."
By Cadwalader, Wickersham & Taft LLP
The MSRB requested public comment on how to most effectively facilitate compliance with, and understanding of, MSRB regulatory requirements for brokers, dealers...
By Mark Haskell
The Federal Energy Regulatory Commission ("FERC") Office of Enforcement ("OE") issued its 2017 Report on Enforcement (see also FERC Staff Presentation on Annual Report).
By Kyle DeYoung
The SEC Enforcement Division (the "Division") released its Annual Report for Fiscal Year 2017.
By Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency ("OCC") published a new "Branches and Relocations" booklet of the Comptroller's Licensing Manual.
By J. Christopher Giancarlo
CFTC Chair J. Christopher Giancarlo outlined CFTC initiatives for improving regulatory effectiveness, and for promoting technological development in trading markets through regulatory technology...
By Steven Lofchie
FDIC Chair Martin J. Gruenberg warned against making significant changes to Dodd-Frank reforms and discussed the benefits of post-crisis regulation.
By Cadwalader, Wickersham & Taft LLP
The SEC will not delay the implementation of the Consolidated Audit Trail ("CAT").
By Patrick Calves
In November, FINRA will distribute to select firms a targeted exam letter on order routing conflicts.
By Cadwalader, Wickersham & Taft LLP
European Parliament adopts new rules for EU securitisations, LNB News 27/10/2017 37 The European Parliament has approved new rules to create a European framework for simple...
By Patrick Calves
The SEC approved a rule proposed by FINRA establishing the Consolidated Audit Trail ("CAT") fee dispute resolution process.
By Mark Howe
Senate Finance Committee Chair Orrin Hatch (R-Utah) released the modified mark for the Tax Cuts and Jobs Act.
By Steven Lofchie
Consumer Financial Protection Bureau ("CFPB") Director Richard Cordray announced his resignation.
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